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  Topics featuring: "Investor Protection Unit"

Financial Management Consultant Indicted in Alleged Ponzi Scheme

Date Posted: Wednesday, April 26th, 2017
Categories:  Department of Justice DOJ Press Releases Fraud

The Delaware Department of Justice Investor Protection Unit has obtained an indictment against Matthew A. Krimm, 35, of Abington, MD. The 25-count indictment includes charges of Racketeering and Securities Fraud. A Sussex County Grand Jury indicted Krimm, formerly of Rehoboth Beach, following a year-long investigation. The indictment charges Krimm with soliciting and selling investments in […]




Delaware Department of Justice Investor Protection Unit secures settlement with LPL Financial, LLC over Leveraged Exchange Traded Funds

Date Posted: Thursday, September 24th, 2015
Categories:  Department of Justice DOJ Press Releases Investor Protection

LPL will provide restitution to Delaware investors related to suitability and supervision violations Wilmington – Delaware Attorney General Matt Denn announced that LPL Financial, LLC (LPL) has finalized a settlement with the Delaware Attorney General’s Investor Protection Unit and the Massachusetts Attorney General’s Office to resolve an investigation into LPL’s use of Leveraged Exchange Traded […]




Biden Secures Millions More For Delaware

Date Posted: Monday, July 14th, 2014
Categories:  Department of Justice DOJ Press Releases Investor Protection

Delaware Attorney General Beau Biden announced Monday that Citigroup Inc. will pay at least than $17 million to Delaware to settle allegations stemming from the bank’s conduct that helped cause the housing crisis.




Delaware DOJ’s Investor Protection Unit Secures Indictment Against New Jersey Man

Date Posted: Friday, March 21st, 2014
Categories:  Department of Justice DOJ Press Releases Fraud New Castle County

Attorney General Beau Biden today announced that the Delaware Department of Justice Investor Protection Unit has obtained an indictment charging Michael A. Kwasnik with theft, securities fraud, sale of unregistered securities, and acting as an unregistered broker dealer following its investigation of a scheme to defraud investors. Kwasnik, age 45, of Marlton, New Jersey, was indicted March 17, by the New Castle County Grand Jury.




Biden Secures Nearly $20 Million for Delaware

Date Posted: Tuesday, November 19th, 2013
Categories:  Civil Department of Justice DOJ Press Releases Fraud

In the latest effort by his office to hold accountable those responsible for the mortgage foreclosure crisis, Delaware Attorney General Beau Biden announced that JPMorgan Chase will pay $19.7 million to settle allegations stemming from conduct that helped cause the greatest economic downturn since the Great Depression.





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