Carney Administration Outlines Investments in Electric Vehicle Infrastructure
Date Posted: November 1, 2024
Open Enrollment on Delaware’s Health Insurance Marketplace Starts Nov. 1
Date Posted: November 1, 2024
DNREC Reopens Castle Trail Along C&D Canal Following Repairs to Storm-Damaged Section
Date Posted: October 31, 2024
Delaware Partners with American Cancer Society for 2nd Annual Lung Cancer Screening Campaign
Date Posted: October 31, 2024
OMC Provides Update on License Lottery and Selected Applicants for Delaware’s Marijuana Industry
Date Posted: October 31, 2024
Funding Awarded for Tree-Planting Projects
Date Posted: October 31, 2024
With Annual Fall Trout Stocking in White Clay Creek, DNREC Delivers Angling Opportunities
Date Posted: October 30, 2024
Carney, Carper, Coons, Blunt Rochester Announce Over $127 Million in Federal Funding to Decarbonize Port Wilmington
Date Posted: October 30, 2024
Governor Carney Launches Statewide Student Mentoring Program
Date Posted: October 29, 2024
DPH Oral Health Screening Programs Support Students’ Healthy Smiles and Expand Access to Dental Care
Date Posted: October 29, 2024
Opioid Fund Co-Chairs Release Roadmap to Recalibrate Use of Settlement Funds
Date Posted: October 28, 2024
New HSCA Rate Goes into Effect in January
Date Posted: October 28, 2024
Housing Assistance Applicants Should Update Information On Public Housing Waitlists By Nov. 22
Date Posted: October 28, 2024
Delaware Forest Service Opens Grants for Local Communities
Date Posted: October 28, 2024
Office of the Marijuana Commissioner (OMC) Conducts Lottery for Delaware’s Regulated Marijuana Industry
Date Posted: October 25, 2024
Governor Carney, with Guidance from Water Supply Coordinating Council, Declares Statewide Drought Watch
Date Posted: October 25, 2024
Tag-A-Palooza 2024
Date Posted: October 24, 2024
Office of the Marijuana Commissioner: Licensing Lottery
Date Posted: October 23, 2024
New Housing Vouchers for Delaware Families
Date Posted: October 21, 2024
Piping Plover Population in Delaware Experiences Slight Decline, Offset by Higher Nesting Success
Date Posted: October 21, 2024
National Slow Down Move Over Day Observed as Delaware Sees Near Record Crashes
Date Posted: October 18, 2024
Delaware Officials Unveil New Sign to Celebrate Delaware’s Agricultural Lands Preservation Program
Date Posted: October 17, 2024
Colonial Teacher Named Delaware 2025 Teacher of the Year
Date Posted: October 15, 2024
Governor Carney Orders Lowering of Flags
Date Posted: October 15, 2024
Delaware Faces Dry Conditions: Open Burning Ban Issued, Water Conservation Urged
Date Posted: October 15, 2024
Burning Ban
Date Posted: October 15, 2024
DelDOT Announces 4th Annual Name That Plow Contest
Date Posted: October 15, 2024
Potassium Iodide Distribution on October 24 in Townsend
Date Posted: October 15, 2024
DPH Releases Latest Cancer Incidence and Mortality Trends in Delaware
Date Posted: October 14, 2024
Navarro Announces Eighth Consecutive Workers’ Comp Rate Decrease
Date Posted: October 14, 2024
Governor Carney Statement on Honorable James T. Vaughn, Jr.’s Passing
Date Posted: October 11, 2024
Delaware Celebrates $14.3 Million Climate Grant for I-95 Charging Infrastructure
Date Posted: October 10, 2024
First Spouse Tracey Quillen Carney, Delaware DOE, Delaware Readiness Teams Kick off Kindergarten Registration
Date Posted: October 9, 2024
Delaware Board of Pardons Reforms Support Second Chances
Date Posted: October 9, 2024
Look Out for Deer Crossing Roads During Mating Season, Delaware Authorities Caution Drivers
Date Posted: October 9, 2024
Governor Carney to Activate Delaware National Guard to Assist with Florida’s Hurricane Response
Date Posted: October 8, 2024
Food Bank, Lt. Gov. Hall-Long Coordinate Infant Formula, Supplies for Hurricane Helene Relief
Date Posted: October 8, 2024
Highmark Exam Results In Mental Health Parity Penalties
Date Posted: October 8, 2024
Governor Carney Statement on Former Mayor Ted Becker’s Passing
Date Posted: October 7, 2024
Fire Prevention Month 2024
Date Posted: October 6, 2024
2024 General Election Voter Registration Deadline is Saturday, October 12, 2024 at 11:59 p.m.
Date Posted: October 4, 2024
OMC Receives More than 1,000 Applications for Licenses and Prepares for the Lottery Process
Date Posted: October 3, 2024
Blackbird Creek Fall Festival Set For October 19
Date Posted: October 3, 2024
Medicare Assistance Bureau: Important Reminders Ahead of Open Enrollment
Date Posted: October 3, 2024
National Endowment for the Arts Announces $12 Million in Grants to Expand Access to Arts in Communities Nationwide
Date Posted: October 2, 2024
Delaware EARNS Registration Deadline Approaching
Date Posted: October 2, 2024
The Mezzanine Gallery to Exhibit Brandan Henry’s “Ebon Solus”
Date Posted: October 2, 2024
Delaware’s AP Success: Advancing Equity and Excellence
Date Posted: October 2, 2024
GACEC Partnering with Delaware YMCA to Host Resource Fair
Date Posted: October 1, 2024
McMaster Technique Offers Delaware Livestock Producers and Veterinarians More Options in Herd Health
Date Posted: October 1, 2024
DSHA Launches Landlord Incentive Program to Expand Housing Opportunities for Voucher Holders
Date Posted: October 1, 2024
Governor Carney Signs State Retiree Health Care Benefits Legislation
Date Posted: September 30, 2024
Delaware sends swift water team to North Carolina
Date Posted: September 30, 2024
Community Engagement Sessions for Delaware Climate Action Plan Update Planned
Date Posted: September 30, 2024
Delaware Division of the Arts and DETV Launch “Arts Alive Delaware” TV Series
Date Posted: September 26, 2024
Delaware Office of Highway Safety Announces New Campaign to Increase Safety on Delaware Roadways
Date Posted: September 26, 2024
15 DNREC Programs to Participate in UD’s Annual Coast Day
Date Posted: September 26, 2024
Bridge Damage to Require Extended Lane Closure on Route 896 South
Date Posted: September 25, 2024
DNREC Study Finds PFAS in Surface Water Samples
Date Posted: September 24, 2024
Two Delaware Schools Named 2024 National Blue Ribbon Schools
Date Posted: September 23, 2024
Five Schools Earn State School Counseling Award
Date Posted: September 23, 2024
Governor Carney Vetoes House Bill 140
Date Posted: September 20, 2024
First Spouse Tracey Quillen Carney Recognizes September as Literacy Month, Continues Reading Tour
Date Posted: September 19, 2024
Event at the Delaware Public Archives: Tales from the Vaults
Date Posted: September 19, 2024
Emergency Sirens Test on October 1
Date Posted: September 19, 2024
Delaware Brings Private Paid Family Medical Leave Policies to Market
Date Posted: September 19, 2024
DNREC Accepting Community Water Quality Improvement Project Grant Proposals
Date Posted: September 18, 2024
DNREC to Hold Community Information Session Sept. 24 on Indian River Inlet North Side Beach and Dune Repair
Date Posted: September 18, 2024
State Auditor’s Office Issues First Audit of Dual Employment of Government Officials Since 2017
Date Posted: September 17, 2024
OWAA Releases Comprehensive Report on the Status of Women in Delaware
Date Posted: September 17, 2024
Poetry Out Loud to Celebrate 20th Anniversary During 2024-2025 School Year
Date Posted: September 16, 2024
Health Insurance Marketplace Data Released; Rates Finalized
Date Posted: September 16, 2024
Take Action to Avoid Accidents this Falls Prevention Awareness Week with Statewide Events
Date Posted: September 16, 2024
U.S. Senator Tom Carper Visits the Delaware Fire Prevention Commission
Date Posted: September 16, 2024
Drive Sober or Get Pulled Over Checkpoint Enforcement Results
Date Posted: September 13, 2024
Governor Carney Announces Changes to Leadership Team
Date Posted: September 13, 2024
Fire Commission Releases Statement Regarding Lewes Firefighter
Date Posted: September 12, 2024
Governor Carney Announces Emergency Repairs to Strengthen the Indian River Inlet Dunes
Date Posted: September 12, 2024
Governor Carney Orders Lowering of Flags
Date Posted: September 10, 2024
Delaware 250 Announces Summer 2024 Grant Recipients
Date Posted: September 10, 2024
2025 Delaware Teacher of the Year to be Named Next Month
Date Posted: September 9, 2024
Fire Commission Groundbreaking Ceremony
Date Posted: September 9, 2024
Unclaimed Property MONEY MATCH Program Returns over $364,000 to Delaware Taxpayers
Date Posted: September 9, 2024
Voting Alert: Automatically Registered Voters May Declare Their Political Party Affiliation at the Primary Election
Date Posted: September 9, 2024
DPH Invites Public Comment on 2023 Delaware Statewide Health Assessment
Date Posted: September 6, 2024
Governor Carney Signs Package of Legislation to Combat Effects of Climate Change
Date Posted: September 5, 2024
DHSS Observes National Suicide Prevention Month
Date Posted: September 5, 2024
DUI Checkpoint Enforcement
Date Posted: September 4, 2024
Delaware Launches Agricultural Financing Program
Date Posted: September 4, 2024
Education Related Funds Awarded to Former Foster Youth
Date Posted: September 4, 2024
Improper Ambulance Service Payments Result in $363K Penalty Against Highmark
Date Posted: September 3, 2024
The Mezzanine Gallery to Exhibit Julieta Zavala’s “Mercado Kitsch México”
Date Posted: September 3, 2024
Delaware Confirms Initial Cases of West Nile Virus in a Human, Horses for 2024
Date Posted: August 30, 2024
Family Emergency Preparedness Day on September 14 for National Preparedness Month
Date Posted: August 30, 2024
Becoming an Outdoors-Woman Weekend Coming to Killens Pond State Park Oct. 4 to 6
Date Posted: August 30, 2024
Drive Safely as Kids Head Back to School
Date Posted: August 30, 2024
Suspect Identified in a Hit-and-Run Incident Involving a Golf Cart
Date Posted: August 30, 2024
Governor Carney Signs Legislation to Address Food Deserts
Date Posted: August 29, 2024
Governor Carney Orders Lowering of Flags
Date Posted: August 29, 2024
DE, AR, PA, CA, TX, WI and 25 Other States Announce Settlement to End Interstate Unclaimed Property Litigation
Date Posted: August 28, 2024
Consumer Protection | Department of Justice | Department of Justice Press Releases | Fraud | Date Posted: Thursday, November 7, 2013
Delaware – Attorney General Beau Biden announced today that RBC Capital Markets, LLC has paid the Delaware Department of Justice $33,520.17 as part of a settlement with the Attorney General’s Investor Protection Unit. The settlement concludes a multi-state investigation which found that RBC allowed its client associates to sell securities without being properly registered. State law requires all who sell stocks and securities to Delaware investors to register with the DOJ’s Investor Protection Unit.
“We will continue to ensure that the securities market in Delaware adequately protects investors,” said Attorney General Biden. “This settlement holds RBC accountable for its failures to keep track of its employees who sell investments to Delawareans.”
The states’ investigation found that RBC client associates were able to accept trade orders from clients, an act that requires registration in both the client associate’s home state and the client’s state. The investigation found that not all client associates were properly registered, and that RBC’s systems were not reasonably designed to prevent this from happening. As part of the settlement, RBC has agreed to establish and maintain systems that require client associates to be properly registered in Delaware and other states.
The multi-state task force investigating this matter consists of state securities regulators from Delaware, Colorado, Missouri, New Hampshire, New Jersey, Texas, and Vermont. State securities regulators, including DOJ’s Investor Protection Unit, continue to investigate similar misconduct by other firms.
The Investor Protection Unit, formerly known as the Securities Division, enforces the Delaware Securities Act and seeks to protect the public from potentially fraudulent, unscrupulous, or overreaching practices of those offering investments or investment services within Delaware. Investors who believe they have been the victims of such practices should immediately contact the Investor Protection Unit Hotline at (302) 577-8841.
Delaware’s participation in the multistate investigation that led to the settlement was handled by Investor Protection Director Owen Lefkon and Assistant Attorney General David Casler.
Related Topics: attorney general, fraud, Investor Protection, Investor Protection Unit
Keep up to date by receiving a daily digest email, around noon, of current news release posts from state agencies on news.delaware.gov.
Here you can subscribe to future news updates.
Consumer Protection | Department of Justice | Department of Justice Press Releases | Fraud | Date Posted: Thursday, November 7, 2013
Delaware – Attorney General Beau Biden announced today that RBC Capital Markets, LLC has paid the Delaware Department of Justice $33,520.17 as part of a settlement with the Attorney General’s Investor Protection Unit. The settlement concludes a multi-state investigation which found that RBC allowed its client associates to sell securities without being properly registered. State law requires all who sell stocks and securities to Delaware investors to register with the DOJ’s Investor Protection Unit.
“We will continue to ensure that the securities market in Delaware adequately protects investors,” said Attorney General Biden. “This settlement holds RBC accountable for its failures to keep track of its employees who sell investments to Delawareans.”
The states’ investigation found that RBC client associates were able to accept trade orders from clients, an act that requires registration in both the client associate’s home state and the client’s state. The investigation found that not all client associates were properly registered, and that RBC’s systems were not reasonably designed to prevent this from happening. As part of the settlement, RBC has agreed to establish and maintain systems that require client associates to be properly registered in Delaware and other states.
The multi-state task force investigating this matter consists of state securities regulators from Delaware, Colorado, Missouri, New Hampshire, New Jersey, Texas, and Vermont. State securities regulators, including DOJ’s Investor Protection Unit, continue to investigate similar misconduct by other firms.
The Investor Protection Unit, formerly known as the Securities Division, enforces the Delaware Securities Act and seeks to protect the public from potentially fraudulent, unscrupulous, or overreaching practices of those offering investments or investment services within Delaware. Investors who believe they have been the victims of such practices should immediately contact the Investor Protection Unit Hotline at (302) 577-8841.
Delaware’s participation in the multistate investigation that led to the settlement was handled by Investor Protection Director Owen Lefkon and Assistant Attorney General David Casler.
Related Topics: attorney general, fraud, Investor Protection, Investor Protection Unit
Keep up to date by receiving a daily digest email, around noon, of current news release posts from state agencies on news.delaware.gov.
Here you can subscribe to future news updates.
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